
Autism spectrum disorder (ASD) is a complex neurodevelopmental disorder characterized by major impairments in social communication and interaction, stereotyped and ritualistic behaviors and deficits in sensory reactivity [1]. Recently, its prevalence has grown dramatically around the world and is reported as 1% in the Diagnostic and Statistical Manual of Mental Disorders 5th edition (DSM-5) [2 -4]. People with autism show deficits in several domains such as cognition, memory, attention, emotion recognition and regulation, and social skills [5].
Although the etiology and pathophysiology of ASD are not conclusively clear, neuroimaging studies have reported abnormalities in patterns of brain perfusion [6], regional brain volumes [7], excitatory/inhibitory neurotransmission and synaptic plasticity [8], and neural biochemical characteristics of ASD [9]. These abnormalities are not limited to a single brain region; rather they are the result of a breakdown in the integration and functioning of long-range neural circuits. Some neurophysiological findings that may be underlying pathophysiological causes of symptoms associated with ASD include the larger volume of right brain structures associated with social function and language [10], hypoactivation of specific brain regions (such as amygdala) related to social cognition and face processing [11], abnormal synaptic development and aberrant reduction of cortical plasticity [12], mirror neuron dysfunction [13], and decreased inhibitory function in the GABAergic interneurons due to deficits in the peripheral compartment of the minicolumns and aberrant increase in the excitation to inhibition ratio in the cortical structure [14].
Different intervention approaches are used for people with autism. Most of these interventions are based on the behavioral approach and, to some extent, on the cognitive/developmental approach. Today, much attention is being paid to the use of devices and technologies in the treatment of autism. In the past decade, noninvasive brain stimulation (NIBS) methods, namely transcranial direct current stimulation (tDCS) and transcranial magnetic stimulation (TMS), have been examined as possible new therapeutic options for modification of the pathological neuroplasticity (or even plasticity induction) involved in neuropsychiatric disorders including ASD. Previous studies have shown that plasticity induction or modification in the human central nervous system with NIBS has various functional effects on learning, working memory and cognitive processes [15,16]. So far, different stimulation protocols have been proposed to induce alterations in cortical excitability. tDCS is one of the NIBS protocols which induces plasticity by alteration of membrane potentials, which modify spontaneous discharge rates using a sub-threshold polarity-dependent electrical stimulation [17]. This leads to reduced or enhanced neuronal excitability during stimulation depending on the polarity and arrangement of anode and cathode electrodes. In fact, tDCS modulates cortical excitability by applying a low amplitude direct current (0.5−2 mA) through scalp electrodes [18]. In general, cortical excitability is reduced under the cathode and enhanced under the anode electrode. The tDCS effect outlasts the stimulation depending on the intensity and duration of current application. However, weekly repeated multisession tDCS may result in cumulative effects of stimulation on neural activities and may prolong its effects on behavioral outcomes [19]. It is thought that the short-term effects of tDCS occur by depolarization of membrane potentials at the resting-state through non-synaptic mechanisms [20], and its long-term effects occur by N-methyl-D-aspartate-dependent mechanisms [21].
TMS is a major noninvasive neuromodulation technique that uses electromagnetic induction based on Faraday’s principle to generate transient, localized, orthogonal electric fields in the brain cortex. In this approach, the magnetic field penetrates the skull, which is a highly resistant structure, and the resulting electric field generates secondary currents in an inner structure of the brain with a low depolarization threshold. This results in depolarization and firing of local neurons (i.e., neuronal activation) [22,23]. Repetitive TMS (rTMS) delivers a series of short magnetic pulses over a specified brain region, usually at a frequency range of 0.5−20 Hz. At low frequencies (i.e., below 5 Hz), rTMS leads to long-term suppression of brain excitability by mechanisms related to depression; whereas, at high frequencies (i.e., above 5 Hz), rTMS typically results in long-term facilitation of brain excitability by mechanisms associated with long-term potentiation [22,24]. However, these effects are subject to interpersonal variability. One alternative form of rTMS is theta burst stimulation (TBS) which is designed to deliver three 50 Hz pulses over a chosen brain region repeated at 200 ms intervals. Intermittent TBS (iTBS) results in facilitation of cortical excitability, while continuous TBS (cTBS) has inhibitory effects on the cortex [25]. The effects of TBS are longer and more prominent than those induced by conventional rTMS [15]. All these effects outlast stimulation depending on the state of the stimulated brain region as well as the duration and magnitude of stimulation.
In 2008, the U.S. Food and Drug Administration (FDA) approved rTMS as a treatment to relieve mild symptoms associated with treatment-resistant depression in patients who have not found alleviation from antidepressant medication [26]. Furthermore, various studies suggest tDCS may be a useful tool to treat neuropsychiatric conditions. These studies have also shown cognitive improvement in some psychiatric conditions after tDCS interventions [27]. However, tDCS is not currently an FDA-approved treat-ment. Moreover, many studies in recent years have provided substantial evidence that both rTMS and tDCS are reasonably safe and well tolerated in human application when performed according to the recommended safety guidelines [28,29]. Therefore, these two NIBS techniques have attracted particular interest as potential treatment tools in ASD in the last decade. Although in recent reviews published in 2016 and 2018, Oberman et al. [30] and Barahona-Corrêa et al. [31] have well discussed the rTMS therapeutic effects on ASD symptoms, they ignored tDCS as a very important technique in NIBS. Thus, we attempted to provide a comprehensive overview of therapeutic effects resulting from both neurostimulation methods (tDCS and rTMS) on ASD. For this purpose, we conducted a systematic review of the literature for published original papers on the therapeutic uses of tDCS and rTMS in patients with ASD.
Our paper focuses on English language articles reporting the effect of neurostimulation interventions on human subjects with autism spectrum disorder who were diagnosed based on a valid method (i.e., clinical diagnosis based on the DSM or International Classification of Diseases criteria, or specific diagnostic tools). We did not consider any limitations regarding the study design, publication time, and age or sex of participants.
Our review was based on the Preferred Reporting Items for Systematic reviews and Meta-Analyses for Protocols 2015 (PRISMA-P 2015) guidelines. We searched MEDLINE/PubMed, ISI Web of Science, Scopus, CENTRAL Cochrane and Embase databases up to April 2018 using keywords relevant to autism and neurostimulation interventions. Search terms indicated the diagnoses of interest (Autism Spectrum Disorder, Autism, Asperger) and the interventions of interest (Noninvasive Brain Stimulation, Transcranial, tDCS, transcranial alternating current stimulation [tACS], TMS, rTMS, TBS). After removing duplicates, two members of the research team separately screened articles based on their title and abstract and selected relevant articles based on the research question. In cases of disagreement, the decision was made based on the opinion of a third member in the research team. We also screened the reference list of selected articles to find any additional original reports. After that, we studied the full text of eligible articles to retrieve relevant data.
According to PRISMA guidelines, two researchers independently retrieved the relevant data from eligible articles including author’s name, publication year, study design, number of participants, sex, mean age, type of stimulation, brain target, stimulation parameters, stimulation schedule, outcome measures, clinical outcomes, follow-up duration and additional information. We also evaluated papers for publication bias according to Cochrane guidelines [32].
The systematic search disclosed 1,053 unique studies. The screening step for finding those that conformed to the eligibility criteria led to the identification of 32 studies using rTMS and tDCS for therapeutic purposes in individuals with ASD. Figure 1 shows a schematic overview of the study selection process. Eight studies exclusively utilized tDCS as the therapeutic tool [33 -40], 23 studies utilized solely rTMS as the therapeutic tool [41 -63], and one study used both rTMS and tDCS to evaluate their therapeutic effects on ASD [64]. Six of the included articles were case-reports [35,40,43,47,49,53], nine were non-controlled trials [36,37,41,46,55,57,61,62,64], and the remaining 17 were controlled trials [33,34,38,39,42,44,45, 48,50 -52,54,56,58 -60,63]. Eleven of the controlled studies used a sham group as the control [33,34,38,39,42,48,50-52,54,63] and the remaining six compared neuromodulated patients with waitlist controls. Totally, 467 patients with ASD (mean age of 16.19) were treated by neuromodulation techniques in all included studies (383 patients received rTMS and 84 patients received tDCS). Nine studies recruited adult subjects with ASD [36,38,39,43, 48,49,51 -53], and the remaining studies focused on children and adolescents with ASD. Subjects covered almost the entire autistic spectrum including high function, low function and Asperger with and without verbal and cognitive impairments. Tables 1 to 4 and Figure 2 have summarized the characteristics, technical parameters and outcomes of the included studies.
There was a large variability between studies regarding the stimulation protocols. Some studies applied single-session stimulations, while some adopted multisession protocols of stimulation. In the tDCS technique, six studies applied unilateral anodal or cathodal stimulations of dorsolateral prefrontal cortex (DLPFC; right and left), right temporoparietal junction and supplementary motor area (SMA); whereas two studies applied bilateral stimulation of DLPFC. In these studies, the currents of 0.4, 1, 1.5 and 2 mA were delivered to the brain via 25 and 35 cm2 electrodes for different durations (20, 30, 40 and 85 minutes). In the rTMS technique, two studies adopted the TBS protocols, one study adopted the pico-Tesla TMS (pT-TMS) protocol, and the remaining 21 studies adopted more conventional rTMS approaches. In more conventional rTMS methods, as in tDCS, most studies delivered stimulation to the DLPFC, either unilaterally or bilaterally, using stimulation frequencies of 0.5−1 Hz. Three studies delivered multisession stimulation to the bilateral medial prefrontal cortex (mPFC) with the stimulation frequency of 5 Hz. One study delivered a stimulation of 1 Hz rTMS to the pars opercularis and pars triangularis of the inferior frontal gyrus bilaterally, while another study delivered a stimulation of 1 Hz rTMS to the SMA and left primary motor cortex (PMC). Moreover, a study targeted the premotor cortex, either unilaterally or bilaterally, using 1 Hz (low frequency stimulation) and 8 Hz (high frequency stimulation) rTMS. Also, two other studies applied 1 Hz rTMS and 20 Hz rTMS to the motor cortex. In TBS protocols, researchers stimulated bilateral DLPFC, right DLPFC and bilateral posterior superior temporal sulcus (pSTS) with iTBS. At last, pT-TMS trial delivered stimulation to the frontal cortex, vertex, bilateral temporal areas, bilateral parietal areas and occipital cortex with stimulation frequencies of 8−13 Hz. In both techniques, treatment schedules and the number of stimulation sessions varied widely among the studies. A limited number of studies adopted neuronavigation approaches to guide stimulation of the brain area of interest. In rTMS studies, a research group used H-coil, another research group used a customized helmet containing 122 coils (pT-TMS trial), and all remaining rTMS studies utilized conventional figure of eight coils. Furthermore, there was a large variability between studies regarding the outcome measures. Overall, the included studies reported over 30 outcome measures. Based on the reported results, we can categorize these outcome measures into the three domains (cognitive, behavioral and biological). Below, the main results of included studies are summarized per domain.
Eighteen studies evaluated the effects of NIBS on cognitive function in patients with ASD; fifteen of which used rTMS and the 3 remaining studies used tDCS. Of these eighteen studies, twelve were controlled studies, four were non-controlled studies and two were case reports. Among the tDCS studies, the n-back test and the brief test of attention, the bilingual aphasia test, and motor skill planning tests were administered to assess the working memory capacity and divided attention in a verbal-linguistic system, syntax acquisition, and feasibility of tDCS as a rehabilitation technique for ASD children, respectively. They found enhanced working memory in adult ASDs, improved language function both in vocabulary and syntax, and long-lasting enhancement of motor planning in ASD children after tDCS interventions over the left or bilateral DLPFC.
On the other hand, most rTMS studies assessed performance on an oddball-type task in terms of reaction time, commission and omission errors (i.e., responding to non-targets and failing to respond to the targets, respectively), and accuracy of responses or total number of errors. The oddball paradigm involves a rapid presentation of a series of repetitive standard stimuli disrupted by a deviant stimulus and requires a response from the subjects (such as pressing a button) when deviants appear. Various dimensions of executive control are involved in this task including working memory, attention control and response inhibition. All rTMS studies using oddball paradigm applied low frequency rTMS to the DLPFC bilaterally, with the exception of two studies that stimulated only the left DLPFC. However, their cognitive results are similar, with minor differences. They reported no significant change in oddball reaction time after rTMS intervention in ASD. Some of them reported no change in error rates in oddball tasks after rTMS, and some found significant decreases in omission, commission and total error rates after rTMS. Furthermore, four other studies used other neuropsychological tests to evaluate the cognitive effects of rTMS on ASD patients. They administered the Boston Naming Test, a sequential button-pressing task, and mentalizing tasks. One study reported increased response latency (worse performance) following low frequency rTMS to the left pars opercularis and decreased response latency (better performance) following rTMS to the left pars triangularis in comparison to the sham condition, and the others reported no improvements in reaction time, movement time or in mentalizing measures following stimulation. Two other studies utilized the iTBS protocol to affect cognitive functions in ASD patients. They administered Wisconsin Card Sorting Test, Conner’s Continuous Performance Test, and Stroop test, and found improvements in reaction times and perseverative errors following DLPFC iTBS. Panerai et al. [54] designed multi-level trials to evaluate the feasibility of rTMS for enhancing eye-hand integration ability, which was assessed by the Psychoedu-cational Profile-Revised, in low function patients with ASD. For this purpose, they first examined different stimulation targets (right and left premotor cortex) and parameters (sham, 1 Hz rTMS and 8 Hz rTMS). They reported a signi-ficant main effect on the patients’ performance following single-session as well as multisession 8 Hz rTMS to the left premotor cortex compared to 1 Hz and sham stimulation. However, they found that 8 Hz rTMS could not result in long-lasting effects as a standalone treatment, while a combination of 8 Hz rTMS and an eye-hand integration training program resulted in long-lasting effects on the patients’ performance at four weeks follow-up when compared to the training program alone or the rTMS alone. In a case report, Avirame et al. [43] assessed the Mindstreams battery and Cambridge Mindreading battery following multisession 5 Hz rTMS to the mPFC bilaterally, and reported better performance in terms of attention, speed processing and executive functions after stimulation.
Twenty two studies evaluated the effects of NIBS on ASD behavioral symptoms; 18 of which used rTMS and the 4 remaining studies used tDCS. Of these 22 studies, 10 were controlled studies, 8 were non-controlled studies and 4 were case reports. In these studies, different questionnaires were administered to measure stimulation effects on several dimensions of behavioral symptoms in ASD including Aberrant Behavior Checklist (ABC; a behavior rating scale for the evaluation of treatment effects on mentally retarded subjects) [65], Repetitive Behavior Scale-Revised (RBS-R; a quantitative continuous measure of the breadth of repetitive behaviors) [66], Social Responsiveness Scale (SRS; a continuous measure of social ability) [67], Autism Treatment Evaluation Checklist (ATEC; an assessment tool to evaluate effectiveness of treatments over time based on autistic symptoms) [68], Autism Spectrum Quotient (AQ; a self-report question-naire to measure severity of autistic traits) [69], Ritvo Autism-Aspergers Diagnostic Scale (RAADS; a screening instrument to identify autistic traits) [70], Childhood Autism Rating Scale (CARS; a clinical rating scale to rate items indicative of ASD) [71], Yale-Brown Obsessive-Compulsive Scale (Y-BOCS; a semi-structured interview to measure the severity of obsessive and compulsive behaviors) [72], Autism Diagnostic Interview-Revised (ADI-R; an empirical algorithm only for the diagnosis of strict autism) [73], Interpersonal Reactivity Index (IRI; an assessment tool for the multi-dimensional measurement of empathy) [74], Children’s Global Assessment Scale (CGAS; a numerical scale to measure the general functioning of youths with mental health problems) [75] and Clinical Global Impression (CGI; a rating scale to measure severity of symptoms, treatment response and the effectiveness of treatments in intervention studies on patients with mental disorders) [76]. The two most common questionnaires employed in this domain were the ABC and RBS-R. Gómez et al. [64] applied both tDCS and rTMS to the left DLPFC and found a significant reduction in the total scores of ABC, ADI-R, ATEC and CGI one month after the NIBS intervention.
In the tDCS studies, all but one study, that targeted the right temporoparietal junction, stimulated the left DLPFC. All tDCS studies reported significant improvements in symptoms and behavioral problems of ASD patients and patients’ functioning, especially in sociability, health/behavioral and hyperactivity/non-compliance subscales after intervention. In rTMS studies, most trials delivered multisession low frequency rTMS with stimulus frequencies of either 0.5 Hz or 1 Hz, with the exception of Abujadi et al. [41] and Ni et al. [52], who used the iTBS protocol, and Anninos et al. [42], in whose work the pT-TMS protocol with stimulus frequencies of 8−13 Hz was used. These trials reported significant improvements in sociability, hyperactivity/noncompliance, irritability, repetitive and compulsive behaviors of ASD patients after multisession rTMS to the DLPFC bilaterally. However, using multisession rTMS to the left DLPFC, only improvement in repetitive behavior of patients has reported. Niederhofer [53] also found improvement in the irritability and stereotypy subscales of ABC in an adult ASD sample following a low frequency rTMS to the SMA. Furthermore, sociability has been improved in ASD using 5 Hz rTMS to the mPFC bilaterally. In a non-controlled design using multisession iTBS to the right DLPFC, Abujadi et al. [41] found a reduction in mean overall compulsive behaviors as well as in mean RBS-R scores, while Ni et al. [52] reported post-treatment improvements in compulsive behaviors following single-session iTBS to the pSTS, but not to the DLPFC, bilaterally. Anninos et al. [42] assessed social behaviors and intellectual disability in ASD children after their pT-TMS protocol. They found minor to major improvements in the active-rTMS group compared to the sham-rTMS group.
Sixteen studies assessed the effects of NIBS on physiology and neurophysiology in ASD patients using electroencephalogram (EEG), event-related potentials, blood-oxygen-level dependent (BOLD) activity, cortico-spinal excitability, electrocardiogram, heart rate variability (HRV) and skin conductance level (SCL) analysis; ten of which were controlled studies, and the six remaining were non-controlled studies. Van Steenburgh et al. [39] measured the correlations and anti-correlations of BOLD signal to assess the connectivity between the task-positive network and the default mode network in adults with ASD when simultaneously receiving tDCS over the DLPFC bilaterally and solving working memory problems. They observed that anodal tDCS over the right or left DLPFC resulted in increased functional connectivity between the posterior cingulate and mPFC. Amatachaya et al. [34] found a significant increase in the peak alpha frequency (PAF) at the stimulation site following anodal tDCS to the left DLPFC, and reported that this PAF increase was significantly correlated with improvements in behavioral symptoms of ASD patients. Desarkar et al. [63] found lessened long term depression and long term potentiation-like neuroplasticity following high frequency rTMS in active-rTMS compared to sham-rTMS. Casanova et al. [46] reported increased R-R cardiointervals and high frequency (HF) component of HRV as well as decreased low frequency (LF) component of HRV, LF/HF ratio of HRV and SCL over 18 sessions of rTMS to the DLPFC bilaterally in ASD children. These findings were repeated and confirmed later in two open-label studies conducted by Wang et al. [62] and Sokhadze et al. [61]. Enticott et al. [50] assessed different components of the movement-related cortical potentials (MRCPs) measured by EEG and the motor-evoked potentials measured by electromyography when ASD patients performed a button board task following a single-session low frequency rTMS to the SMA and left PMC. They found an improvement in the gradient of the early component of MRCPs after SMA stimulation in the active-rTMS group compared to the sham-rTMS group. Also, PMC stimulation resulted in an improvement in the gradient of the late component. They reported no rTMS impact on the motor-evoked potentials. Gómez et al. [64] assessed brain functional connectivity as well as the P300 component by a passive oddball paradigm following NIBS to the left DLPFC in ASD children. They found an increase in functional connectivity of the brain, especially for alpha, beta and gamma frequency bands, with most significant changes caused by the rTMS technique. Also, they reported a significantly shorter latency of P300 with no changes in its amplitude after intervention. Baruth et al. [44] reported increased evoked gamma responses to targets in an oddball-type task in all regions of the brain as a result of rTMS intervention to the left and right DLPFC.
Furthermore, Sokhadze and his colleagues assessed the effects of rTMS on different ERP components in their studies. All these studies applied multisession low frequency rTMS with stimulus frequencies of either 0.5 Hz or 1 Hz to the DLPFC bilaterally, with the exception of two of their studies that used a unilateral protocol to stimulate the left DLPFC. The ERP components for the anterior regions of the brain were P50, P200, P3a (P300), N100 and N200; and for the posterior regions of the brain they were P50, P200, P3b (P300), N100 and N200. Error-related positivity (Pe) and error-related negativity (ERN), as response-locked variables, were also studied following rTMS. In EEG, the P50 is an ERP component appearing about 40−80 ms after the presentation of an auditory stimulus. It is extracted to measure sensory gating or the ability of the brain to selectively process sensory stimuli. Sokhadze et al. [55] reported increased amplitude of the frontal and centro-parietal P50 to targets as well as decreased amplitude of the parieto-occipital P50 to novel distracters following rTMS to the left DLPFC. Also, they found increased latency of the frontal P50 to targets post-rTMS. N100 is a large negative-going ERP component appearing about 80−120 ms after the presentation of a stimulus, and it is involved in perception and the person’s arousal. Sokhadze and his colleagues reported decreased amplitude and prolonged latency of the frontal N100 to non-targets after rTMS intervention in their studies. P100 is a positive-going ERP component, which can be modulated by attention, occurring approximately 80−130 ms after the onset of a visual stimulus. Sokhadze research group reported increased amplitude and latency of the centro-parietal P100 to targets as well as its decreased latency to non-target stimuli, post-rTMS. P200 is a positive-going ERP component occurring approximately 150−275 ms after the onset of a visual stimulus. It is thought that P200 is involved in higher order perceptual processing, which may compare sensory inputs with stored memory. Sokhadze research group reported prolonged latency of the coentro-parietal P200 to targets after rTMS treatment. N200 is a negative-going wave, appearing about 200−350 ms after the presentation of a stimulus. Previous studies have used this component for mismatch detection, language researches and for assessment of executive cognitive control functions. Sokhadze research group reported reduced latency of the frontal and parietal N200 to novel distracters and targets, as well as decreased amplitude of the frontal N200 to both targets and non-targets post-rTMS. However, they found prolonged latency of the frontal N200 to targets, prolonged latency of the parietal N200 to non-targets and decreased amplitude of the parietal N200 in some researches. P300 is a positive-going wave, appearing about 250−500 ms after the presentation of a stimulus. It is evoked in a process of decision making and is composed of two subcomponents: P3a and P3b. P3a has been shown to be associated with brain functions related to the processing of novelty and the engagement of attention, and P3b may be extracted to assess cognitive workload during a task. From the results reported by the Sokhadze research group, it can be concluded that the amplitude and latency of the P3a are reduced to non-targets post-rTMS. Moreover, they reported decreased amplitude and latency of the P3b to non-targets and prolonged latency of the P3b to targets after rTMS intervention. ERN is a sharp negative-going ERP component appearing about 40−150 ms after an incorrect motor response begins, even when the subject is not explicitly conscious of making the error. The ERN component is followed by a positive-going wave, known as the Pe. The Pe is basically associated with conscious sensations and perception of the error. Sokhadze research group reported increased amplitude and decreased latency of the ERN during commission errors and no significant changes for Pe, post-rTMS. They also reported decreased power of evoked gamma oscillations for non-targets after rTMS treatment in their ASD samples.
In this systematic review, we investigated the existing evidence on the use of NIBS, including tDCS and rTMS, to treat ASD. For this purpose, we inspected 32 original studies of the available literature reporting the effects of NIBS techniques on ASD-related behavioral, cognitive and neurophysiological dysfunctions. In general, there is a very large heterogeneity and variability between studies in terms of patients’ profiles, study designs, schedules and parameters of stimulation and so on that makes drawing any conclusions about the promise of these techniques difficult and even impossible. However, most of these studies have reported positive effects of NIBS methods, regardless of variables such as age, sex, severity of disorder, design, type and area of stimulation. These trials stimulated different areas of the brain based on various hypotheses about the neural impairments in ASD. Prefrontal cortex (PFC), especially DLPFC, is a main target region for stimulation. Growing evidence highlights the biological basis of ASD. Early symptoms appear before the age of three. This suggests that neurochemical and neuroana-tomical mechanisms are the underlying pathophysiology of ASD occurring in the early development of the central nervous system. Neuroimaging studies have demonstrated PFC impairments that result in mentalizing and social related deficits in ASD [77]. In fact, the main purpose of most trials is to balance and normalize the cortical excitation to inhibition ratio and to improve the long-range cortical connectivity (i.e., anterior-posterior interconnec-tion). This comes from the hypothesis that abnormal cortical minicolumnar organization may lead to impairments in inhibitory GABAergic fiber projections, which result in sensory disorders as well as in the occurrence of epilepsy in ASD [14]. Several studies have mentioned that autism could be associated with dopaminergic dysfunction and have assumed that dopamine imbalances in some brain areas may result in autistic behaviors. In fact, patients with ASD have shown changes in the mesocorticolimbic dopaminergic signaling pathway, including decreased dopamine release in the PFC [78,79]. A recent study has also shown reduced glutamate concentration in the striatum that was associated with sociability in ASD [80]. Due to their effects on neurotransmitter systems in different brain areas, various NIBS protocols can result in regulation of brain function in ASD to some extent. Bifrontal tDCS and high frequency rTMS to the DLPFC have proved to increase dopamine releases and levels in different brain regions, including striatum and caudate [26]. Furthermore, motor areas were targeted based on the hypothesis that deficits in these areas, such as PMC and SMA dysfunctions, may contribute to problems in motor functions, especially those related to the preparation of movement, in ASD [50]. According to neuroimaging studies that reported reduced regional blood flow in the bilateral superior temporal sulcus and its association with ASD symptoms [6,52], one trial selected pSTS as a potential target for stimulation. However, no significant improvement in the patients’ function was reported after this trial, which could be due to its single-session stimulation protocol. Language-related neural networks (Broca’s area) were also targeted to modulate naming skills in ASD, suggesting that the language-related neural network in ASD may be different from neurotypical subjects [51].
tDCS and rTMS are one of the most promising noninvasive neuroregulation approaches for altering cortical excitability and inducing functional reorganization of the human brain even for a short-term. It should be noted that the direction and magnitude of neuroplasticity evoked by tDCS or rTMS depend on the stimulation parameters (stimulation site, intensity, frequency, montage, number of sessions and so on) and the functional condition of the targeted region [18]. However, the clinical utility of NIBS in ASD is questionable and there are still critical challenges that limit the use of NIBS techniques for ASD treatment. Most studies were case-report and open-label trials with low levels of evidence for clinical application. Moreover, most controlled trials were conducted using a waiting-list group or healthy individuals instead of sham stimulation as the control/comparison group. Also, more than 80% of studies were administered by self-report or caregiver-report (mostly based on parent reports) approaches. Consequently, their results are likely to be affected by placebo-effects. Lack of sufficient blinding and random allocation is also a critical problem in the design of most existing trials that may have considerable impacts on the observed findings. A good trial should minimize the variability of the assessment and provide an unbiased assessment of the intervention by preventing confounding from other known or unknown factors. Randomization removes selection bias, generates comparable intervention groups and provides a basis for statistical analysis. How-ever, randomization alone is not enough, and blinding is another crucial methodological feature of RCTs, which minimizes ascertainment and performance bias after randomization. As tDCS and rTMS devices often have a blinding feature, it is strongly recommended that future studies should not overlook the double blinding feature. Therefore, to gain more insight into the long-term effects of NIBS on ASD, we need well-designed longitudinal experimental protocols with an adequate follow-up period after the treatment course, which has not been met well in existing studies.
Although these trials tested NIBS techniques almost in the entire autistic spectrum, less than 20% of them enrolled low-functioning patients in the study. Almost all of these studies used case-report or open-label designs and they have a high risk of bias (according to the Cochrane guideline, risk of bias is defined as the risk of a systematic error in the design and conduct of a study, as well as in its results or inferences) (except for the Panerai study that did not measure behavioral outcomes). Therefore, it might be better to limit the positive results of the trials to high-function autism. This limitation should be considered for future studies by researchers in this field. In addition, half of the studies were conducted on adolescent patients (12−18-year-olds), one-third on adult patients (> 18-year-olds), and about one-sixth on autistic children (6−12-year-olds). Therefore, the obtained results can hardly be considered valid for children from 6 to 12 years of age, and they cannot be generalized to preschool children.
Furthermore, there are still concerns about safety, tolerability and ethical issues. More than half of the existing studies have not reported side effects, and the rest have often failed to use valid questionnaires to assess side effects. Therefore, future studies should utilize a standard side effect questionnaire to evaluate the tolerability and feasibility of NIBS procedures, especially in younger and lower functioning patients with autism. In addition, it is strongly recommended that the medical history, current medication or psychotherapy and risk-benefit ratio should be carefully assessed. Given that NIBS not only affects the stimulation site, but also modulates other brain regions, future studies should carefully monitor the behavioral and physiological domains of patients in the long-term follow-up periods for any potential NIBS-induced negative effects.
Researchers should select NIBS techniques (tDCS or rTMS) and stimulation protocols (excitatory or inhibitory) based on the current understanding of autism pathophysiology and neuropathology. This helps to learn more about the pathogenesis of autism and, also, to reduce heterogeneity among studies. In this regard, it is suggested that tDCS trials use cathodal protocols (inhibitory) for DLPFC stimulation and anodal protocols (excitatory) for mPFC stimulation as rTMS studies that utilize suppressive protocols for DLPFC and facilitatory protocols for mPFC stimulation. In general, the tDCS procedure has been used much less than the rTMS; thus, more studies should be conducted using tDCS in the future to assess its feasibility. Because of its neuroregulatory properties and advantages, such as ease of use, home use, portability and low cost, tDCS is an interesting tool whose efficacy is proven in some other diseases and disorders and it can be used in combination with other treatments. Therefore, it can be very useful to investigate the NIBS techniques as complementary therapies along with standard pharmaceutical treatments, effective behavioral teaching, especially in young patients, and new medications. This is because brain stimulation (with rational and accurate protocols) may strengthen the mechanism of action of drugs that target the pathophysiology of autism. Given the abnormalities of high frequency waves (particularly gamma oscillations) of the electrical activity of the brain and their association with the problems in the synchronization and connectivity of neural assemblies in autism [57], it is suggested to use tACS with appropriate frequencies in future studies.
Given that we did not consider any limitations regarding the study design, and the age or sex of participants, these results must be interpreted with caution regarding the effect of confounding factors in the systematic review. This issue is a major limitation of this study. However, we tried to include all relevant researches in this work to draw a comprehensive picture of the current condition in this new therapeutic field in order to review its findings, and describe its strengths and weaknesses.
Existing evidence demonstrates that NIBS methods could be helpful for treating some dimensions of ASD such as repetitive and stereotyped behavior, sociability or some aspects of executive and cognitive functions. However, such evidence should be regarded with care because of the quality of the original researches and serious publication bias as well as the heterogeneity of data. In addition, it should be noted that the NIBS procedure has inherent practical constraints. For example, autistic people with epilepsy should be excluded from this therapeutic approach; so, a large population of patients with ASD cannot benefit from the NIBS treatments. Further-more, we still have no idea about the durability of the NIBS-induced positive effects on ASD. Also, very little is known about the most effective stimulation parameters, brain targets, and treatment schedules. Therefore, further randomized, double-blind, sham-controlled trials with appropriate follow-up periods should be designed to assess the efficacy and effectiveness of NIBS methods for ASD treatment. In conclusion, available evidence should be considered as insufficient and preliminary to support the short-term and long-term efficacy of NIBS to treat autistic people.
We acknowledge the financial support of Tehran University of Medical Sciences through a grant from Psychiatry and Psychology Research Center (grant number 39074). The authors also wish to thank Fatemeh Daftari (Department of English, Tehran University) for language editing during the drafting of this paper.
No potential conflict of interest relevant to this article was reported.
Search strategy and data extraction: Ali Khaleghi, Safa Rafiei Vand, and Hadi Zarafshan. Writing−original draft: Ali Khaleghi. All authors were involved in the design of the study. All authors read and approved the final manuscript.
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