2023 Impact Factor
Department of Psychiatry, V.K.V. American Hospital, Istanbul, Turkey.
There are claims that psychiatry has made insufficient progress comparative to that of other medical specialties which have benefited from developments in science and technology throughout the last few decades in particular. This may suggest the need for innovative thinking and research in psychiatry, which should consider neglected areas as topics of interest in light of the potential progress which might be made in this regard. This review is concerned with one such field of psychiatry: dissociation and dissociative disorders. Dissociation is the ultimate form of human response to chronic developmental stress, because patients with dissociative disorders report the highest frequency of childhood abuse and/or neglect among all psychiatric disorders.
Since the second half of the 20th century, psychiatry has been moving toward an atheoretical paradigm which is now questioned by proponents of a neurodevelopmentally oriented psychiatry. This atheoretical approach has influenced the third edition of the Diagnostic and Statistical Manual of Mental Disorders (DSM-III) of the American Pychiatric Association1) as well as its updated versions. While the overall perspective and preferred strategies clearly influence the development of a discipline, it may be premature to claim a negative balance in pros and cons of the atheoretical understanding of diagnosis and classification in psychiatry. For example, the contemporary period is seeing a revival of interest in psychotraumatology and dissociative disorders which remained suppressed from scientific consciousness throughout the earlier part of the 20th century.
While European psychiatry has an impressive history of psychotraumatology in the 19th century, North America has been the origin of both this revival and the painful backlash movement of the 1990s which resisted this growing scientific and social awareness.2) The latter is now counterbalanced by growing international research on epidemiological, descriptive and clinical aspects of the subject.3) While this revival of interest has led to firm establishment of a new science of psychotraumatology and dissociative disorders, studies in this field still remain marginal in number despite their highly creative and promising nature.4)
Trauma and dissociation are phenomena at the crossroads of neurobiology and psychology; individual and society; psycho-pharmacotherapy and psychotherapy. The neurobiology of trauma and dissociative disorders is one of several areas of potential research interest in psychotraumatology. In contrast to several other psychiatric disorders, there is as yet no specific drug treatment for post-traumatic and dissociative disorders. This is a unique spectrum of conditions which presents challenges to mental health delivery systems, and to psychiatry and medicine in particular.
In addition to constituting disorders in their own right, dissociation may accompany almost every psychiatric disorder and may influence their phenomenology as well as response to treatment.5) This phenomenon leads to a unique challenge as a confounding factor in psychiatric research. At the same time, and subject to this factor being taken into account, the same phenomenon may pave the way for a new evidence base. This is particularly important for treatment studies based on psychotherapy or drug treatment. As considered with respect to post-traumatic stress disorder (PTSD) in DSM-5, dissociative subtypes of major psychiatric disorders such as schizophrenic and depressive disorders would provide excellent models for future research.6,7,8)
One particular challenge for clinicians and researchers is the fragmentary nature of dissociation and dissociative disorders.9) This interferes with proper diagnosis and assessment of them in general psychiatry. This paper addresses this very subject of "many faces of dissociation". The most pervasive dissociative condition, i.e., dissociative identity disorder (DID), is taken as the pivot of this spectrum which covers all dissociative phenomena. Its subthreshold form (type I of other specified dissociative disorders in DSM-5) also belongs to the spectrum targeted in this paper because it differs from DID in severity only.
The central feature of dissociation is disruption to one or more mental functions.6) Such disruption may affect not only consciousness, memory, and/or identity, but also thinking, emotions, sensorimotor functioning, and/or behavior. Five phenomena constitute the primary clinical components of dissociative psychopathology: amnesia, depersonalisation, derealisation, identity confusion, and identity alteration. They are usually accompanied by secondary symptoms of dissociation which may have positive (e.g., hallucinations, Schneiderian experiences) or negative (e.g., somatosensory deficits) character.
All dissociative disorders are either complete or partial representations of a single dimension of dissociation. DID is the most pervasive form among them, covering all spectrum of dissociative symptoms. Partial conditions are dissociative amnesia (may or may not be accompanied by fugue), depersonalisation disorder, and other specified dissociative disorders. The latter section covers categories such as "subthreshold" DID, identity disorders in response to oppressive procedures, acute dissociative disorders, and dissociative trance disorder which are at least as prevalent as the specific dissociative disorders.10)
There is a close relationship between PTSD and DID, because identity alterations may be considered as an elaborated version of trauma-related mental intrusions and avoidance. In DID, traumatic memories are decontextualized11) and processed to retain internal and external balance, which leads to formation of alter personality states each with a sense self and agency, personal history, and a mission.12) This elaboration is based on trauma-related cognitions, compensatory structures, and emotions assigned to these structures or distinct personality states. Also included is possible striving for a mental status sufficient to maintain daily life in a somewhat coherent manner, despite the presence of intrapsychic conflicts which easily lead to crisis states and temporary loss of control.
While PTSD may be related to a single traumatic experience of either childhood or adulthood, DID usually relates to chronic developmental traumatization in childhood (<10 years of age).13) Ninety percent of all patients with DID report at least one form of childhood abuse and/or neglect (i.e., incest and other types of sexual abuse, physical and emotional abuse, physical and emotional neglect).14) Some of the patients have amnesia for a period of childhood, which may lead to underreporting. There are also "apparently normal" families with covert dysfunctionality (e.g., pseudomutuality, double-bind, marital schism, insecure attachment, high expressed emotion and other types of affect dysregulation).15) Dissociative disorders can be conceptualized as a syndrome oriented at self-protection in response to threat, in contrast to self-regulation which is the primary modus of functioning if living in a safe environment.16) Hence, dissociation is part of all trauma-related conditions.17)
Unlike other psychiatric disorders such as depression or schizophrenia, dissociative disorders are not conceived as a unitary phenomenon in the community. Although laymen are familiar with various types of dissociation (e.g., estrangement, trance states, multiple personalities, experience of possession), it is almost impossible for the suffering individual to recognize all these phenomena as having a common ground. Hence, most patients with a dissociative disorder claim only a subgroup of their symptoms which predominate their current status. Somewhat surprisingly, many clinicians are also unable to diagnose dissociative disorders, due to omission of this knowledge in general psychiatric training. Dissociation may manifest in both chronic and acute conditions. It is necessary to be aware; however, that any seemingly acute condition may be superimposed on a chronic one. In fact, chronic dissociative conditions may have a fluctuating course over years.
Trauma-related dissociative depression tends to have earlier age of onset than primary depression.18,19) Many dissociative patients report onset of their depressive mood and even suicidal tendencies early in childhood. Women with dissociative depression report cognitive symptoms (such as thoughts of worthlessness and guilt and diminished concentration and indecisiveness), suicidal ideas and attempts, experiences of possession, and appetite and weight changes more frequently than do those with a primary depression.18) In a study on a group of women with fibromyalgia or rheumatoid arthritis, there was a relationship between dissociative depression and post-traumatic anger.20) In an epidemiological study on a female population, those with dissociative depression reported childhood sexual abuse and neglect more frequently than the remaining participants.18)
Imaging and neurophysiological studies have shown discrete areas of interest in understanding DID.49) However, the changes in these areas may occur in connection to each other. For example, bilaterally increased perfusion in medial and superior frontal regions and occipital areas were accompanied by orbito-(inferior) frontal hypoperfusion in one such study.50) Studies using other modalities of neurobiological assessment are rather scarce.51) Those combining diverse types of assessment including cognitive variables remain an important task and opportunity for the future.49) Overall, trait measures of dissociation (patterns enduring throughout “switching” between personality states) should be handled separately from state measures (those representing the switching process itself as well as the differences between personality states).
However, trait findings cannot be considered as specific to dissociation unless comparison groups composed not only of healthy individuals and simulators but also those with other psychiatric disorders are utilized because dissociative patients usually suffer from diverse syndromes such as anxiety, depression, obsessive-compulsive phenomena, and PTSD concurrently.52) Such findings may be helpful in differentiation of genuine cases from simulation (which is also important in forensic evaluations). On the other hand, a follow-up study using the same methodology on patients before and after psychotherapeutic treatment would be of great interest to demonstrate eventual neurobiological effects of psychotherapy.
One of the most specific hypotheses about the neurobiology of DID has been devoted to hypofunction of the orbitofrontal region in the brain.53) The orbitofrontal lobe has been proposed to be affected by developmental trauma in early life.54) Consistent with this hypothesis, DID patients exhibited bilateral orbitofrontal hypoperfusion in comparison with normal controls in two single photon emission computerized tomography (SPECT) studies conducted when the patients were in their "host" identities.50,55) Multiple scannings in a subgroup of these individuals when they were controlled by an alternate personality state did not reveal any differences. Hence, orbitofrontal hypofunction seems to be a trait measure.55)
Studies using magnetic resonance imaging (MRI), functional MRI (fMRI) and positron emission tomography (PET) provided data about cortico-limbic region49) which was originally formulated in studies on PTSD.56) In a structural MRI study, DID patients had smaller hippocampi and amygdalae than normal controls.57) In accordance with this, another study on individuals with DID found reduced volumes in the parahippocampal gyrus and strong correlations between reduction of parahippocampal volume and severity of dissociation.58)
DID can be differentiated from temporal lobe epilepsy by structured psychiatric interviews.59) However, the temporal region of the brain has traditionally been associated with experiences of depersonalization and derealization, as well as with fugue states and automatisms seen in psycho-motor epilepsy.60) Thus, while DID cannot simply be considered as a type of temporal lobe epilepsy, studies of this region may lead to important informations about dissociative phenomena. Nevertheless, electroencephalography (EEG), quantitative EEG (QEEG), and SPECT studies provide data about temporal region in DID.49) In one SPECT study on 15 patients with DID, the "host" identity showed increased perfusion in the left (dominant hemisphere) lateral temporal region compared to healthy controls.55) However, this lateralisation was not replicated in a follow-up study.50) A single-case SPECT study61) demonstrated increased activation in the left temporal lobe in four assessed identities of a DID patient.
In a QEEG study,62) there were differences between identity states on beta activity in the frontal and temporal regions. In a patient with DID, increased frontal QEEG delta activity has been reported in a hypnotically-induced personality state.63) A QEEG study64) on a patient with DID demonstrated left temporal and posterior-temporal-occipital changes in the theta and beta-2 frequencies in four of 11 personality states. One study65) demonstrated that the average alpha coherence on QEEG was lower for alter personality states than for host personality state in five DID patients in temporal, frontal, parietal and central regions.
Unlike in a preliminary study using SPECT,55) in those using PET and fMRI, significant differences have been found between different personality states in DID patients66,67,68) and perfusion before and during switching between personality states in a patient.69) In the PET studies, when compared to an "apparently normal" personality state, an "emotional" personality state showed increased cerebral blood flow in the amygdala, insular cortex, and somatosensory areas in the parietal cortex and the basal ganglia, as well as in the occipital and frontal regions, and anterior cingulate.66,67) In a subsequent PET study, healthy controls simulating distinct personality states were unable to reproduce the same network patterns as the DID patients.70)
In a single case fMRI study69) bilateral hippocampal inhibition, right parahippocampal and medial temporal inhibition, and inhibition in small regions of the substantia nigra and globus pallidus were seen during the switching to another personality state, as well as right hippocampal activation when the participant was returning to the original identity. Further fMRI studies71,72) demonstrate activation of the primary sensory and motor cortices, frontal and prefrontal regions, and nucleus accumbens during switching.
Electrophysiological differences between personality states have also been found in a DID patient, who after 15 years of diagnosed cortical blindness, gradually regained sight during psychotherapeutic treatment.73) Absent visual evoked potentials (VEP) in the blind personality state in contrast to the normal VEP in the seeing personality state were demonstrated in this study. The authors proposed a top-down modulation of activity in the primary visual pathway, possibly at the level of the thalamus or the primary visual cortex.
Dissociation and dissociative disorders can be treated succesfully because they originate from a mechanism which is not pathological per se. Hence, dissociation and dissociative disorders are reversible subject to appropriate treatment. Dissociative patients who are not treated appropriately become highly complicated, manifesting one of the most difficult-to-treat psychiatric conditions.74) Unaware of the true nature of their suffering, many patients try to "repair" themselves while struggling with their dissociative experiences beginning from their childhood on. However, without appropriate intervention, this usually leads to further complexity over years. Untreated cases do not integrate spontaneously.75,76) Dissociative disorders render the subject vulnerable to abuse. It is a tragical example that many patients abused by therapists sexually have a dissociative disorder which leaves them unprotected. This situation of revictimization has been called "sitting duck syndrome".77)
The classical treatment approach - phase-oriented trauma therapy - is described in the most recently updated version of the International Society for the Study of Trauma and Dissociation (ISSTD) Treatment Guidelines.78) Basically, this approach consists of three phases: stabilization, trauma-work, and integration. Unlike in PTSD (and in addition to the relatively direct trauma-resolution) psychotherapy for DID requires consideration of solutions for the complex system of alter personality states to make their existence unnecessary. This means addressing intrapsychic conflicts, defences, trauma-related cognitive distortions, compensations, scenarios, and distorted or deficient memories which contribute to the persistence of alter personality structures. Relational aspects of treatment are also important. Maintenance of a therapeutic alliance is particularly important, and is shown to be a significant predictor for positive development79) among various types of intervention.80) This may be especially valid for cultures which emphasize an interpersonal understanding of self, and may even influence the development of positive relationships and empathy between alter personality states which operate like an internal family system.81)
There is no specific drug treatment for dissociative disorders. However, pharmacotherapy is often used in an attempt to alleviate comorbidity and distressing symptoms. This aspect of drug treatment should be explained to the patient early in treatment. The search for pharmacological agents with specifically "anti-dissociative" properties remains a task for the future. While this suggestion may seem implausible for an environment-related disorder which is sensitive to psychotherapy, future work and findings may also reveal it to be applicable.